The Inner Vinaya

I gave this talk on Saturday, June 18, 2022, at the Greater Boston Zen Center.

This is from The Records of the Transmission of the Lamp:

            A monk asked Kyōgen, “What is the inner Vinaya?”

            “Wait until the venerable monk becomes a layman, then we’ll talk,” replied the master.

I came across this interesting exchange a few weeks ago, and I’ve been sitting with it since then.  It’s interesting to me for a couple of reasons.

One reason is the idea of the inner Vinaya.  The Vinaya is the long set of precepts and procedures that regulate Buddhist monastic life.  In most parts of the world up to the present day, the term sangha has referred exclusively to the community of Buddhist monastics.  Someone who does not live in a monastery—a layperson, we would call them today—is not part of the sangha and not subject to the Vinaya.

By the way, for purposes of everything I say in this talk, I’m counting most Zen priests in the West, and even most Japanese Zen temple monks, as “laypeople” in the strict sense in which I’m using that term here.  In most of the Buddhist world, the bounds of sangha are stark and clear: if you don’t live as a monastic, you’re not a member of the sangha.  Applying the Western word and concept of “priest” within Zen Buddhism is a modern thing; something that began to emerge in late medieval and early modern times as East met West and a clerical path outside monasteries and major temples began to emerge.  Throughout most of Zen’s history, and in most of the rest of the Buddhist world even today, there weren’t laypeople and priests, as those of us acquainted with Christianity think of them.  There were monks and non-monks.  Most Western Zen priests today live householder lives; they don’t live in a monastery or temple.  Even in Japan, almost all Zen clerics marry, eat meat, and drink.  They and their families mostly live in one of the 2,000 or so local temples—think of them a bit like neighborhood churches—but they are living lives that don’t look so different than those of the families nearby.  It’s an uncomfortable fact for these Japanese clerics that most monastics in other Buddhist sects throughout Asia do not regard them as part of the sangha, but as laypeople.  They may have left home symbolically, but they are still living and practicing at home—still living “in the world”—from a traditional Buddhist perspective.  In Japan today, most Zen clerics embrace pretty much the same vows the rest of us take in jukai and relate to them as we do.  And so, happily for them I submit, I intend everything I say here to apply equally to Zen priests.

There is some variation in the Vinaya across Buddhist sects and regions, but even the shortest versions have around 250 precepts.  In addition to prohibitions on marrying, eating meat, and drinking alcohol, many other activities that many people living ordinary lives must or do engage in regularly, like handling money, are prohibited.  

Many of us would experience life lived according to the Vinaya as rather oppressive, I suppose.  But the idea, or ideal, is that one will find liberation within these seeming constraints; discover boundlessness within boundaries.  Even so, it’s not hard to imagine that some monks might come to experience adherence to so many precepts regulating so many aspects of one’s daily life in a rather “check the box” sort of way.  One might eventually feel neither oppressed nor particularly liberated by these strictures.  One might just feel habituated to them, and one might begin to wonder, “What’s the point?”

I imagine the monk in the vignette I just read as having just this sort of experience.  His practice, including his faithful adherence to the monastic code, has begun to feel like a dead-end street.  He might initially have felt he was (or was becoming) holy by adhering to scores of precepts.  I’ve spent a fair amount of time in monasteries and become close to several longtime monks, and most of them have told me it’s common along the monastic path to regard oneself as holier-than-thou in this way.  But the monk in this story seems to be realizing that just conforming his visible conduct to the Vinaya code isn’t what it’s all about.  It’s about how one orients internally.  And so he brings his question about whether there is an inner Vinaya to his teacher.

The second reason this little vignette is interesting to me is Kyōgen’s response.   Kyōgen, who I regard as my Dharma namesake, was a Chinese teacher in the ninth century.  When he left home and entered a monastery, his teacher Isan gave him a version of the famous koan, “What is your original face before your parents were born?”  He was totally stumped by it.  He was a brainy, learned person, so he did what many brainy, learned people do when they’re stumped:  He started combing through books for an answer.  Not finding it, he burned all the books, left the monastery, and become a wanderer for some time.  He eventually settled near the neglected burial place and shrine of a famous teacher and spent his days keeping it and the surrounding area in shape.  He returned to everyday life, so to speak.  One day while weeding or sweeping, he sent a pebble flying into a stalk of bamboo and—pop!—he awakened.

How does Kyōgen respond to the monk’s question about the inner Vanaya?  “Wait until you’re a layman, then we’ll talk,” he says.  Not, when you’re a layman I’ll tell you.  When you’re a layman, you’ll truly know for yourself, and then we’ll have something to talk about.  You won’t find your answer confined in the four corners of this monastery anymore than you’ll find in confined in the four corners of a page in one of your books.  And any answer I could give you, Kyōgen is saying, would be no good.  It wouldn’t be your answer.

Kyōgen seems to be telling this monk that the monastic life is in some sense the  “easier” spiritual path, at least early on.  It’s like college, maybe, where some of us begin to take up a profession.  But he seems to be saying lay life is like graduate school and what follows it, where the matters become murkier and we can’t always rely on received, canonical ideas as reliably.  We constantly have to chart new ground.  Graduate school and beyond is where we truly achieve mastery of a subject, where we truly can internalize it.  In this case, of course, our subject is the Great Matter of Life and Death.  Kyōgen seems to be saying that we face our comprehensive exams daily, and over the arcs of our ordinary lives, in the world, where we encounter a much broader set of opportunities, challenges, and hardships than one encounters in a monastery.  

It’s not that monastics don’t experience conflict, are not tempted, and are insulated from their own greed, hatred, and ignorance.  Of course, not.  It’s just that they’re challenged and supported in the face of all that by a kind of personal and communal exoskeleton.  The Vinaya and all the routines associated with it is designed to heighten the monastic’s awareness of the myriad ways we can wander unproductively, even tragically, along the way and to nudge one toward awakening and right relations.  But at some point, and though it’s not guaranteed, it may dawn on a monk that mere compliance with the code—important as that is, especially with those precepts that cause grave harm if violated—is not all it’s about.  

This vignette is another example of a Buddhist monastic—in this case Kyōgen, who eventually rejoined the sangha—somewhat surprisingly holding up householder existence as a sort of “higher” ideal and paradigm for life on the Way (though I hesitate to speak of this in terms of higher and lower, because there truly is no North or South in the Way).  Other examples include the Vimalakirti Sutra; the Sixth Ancestor, Huineng; and Layman Pang.  Indeed, our tradition’s poetry and metaphors about the spiritual journey, like the Ox Herding series and The Five Ranks, often point and lead us back to life in the world.

The realm of the unregulated, or less regulated, may be where an inner sense of uprightness and an inner experience wholeness, of integration, is both especially important and even harder to achieve.  We Western Zen adapts, both so-called laypeople and priests-in-the-world, are part of a historical turn in Buddhism that has brought the Dharma more thoroughly into every corner of everyday life, where we are more than patrons who support cloistered monastics who pray for us as they seek spiritual attainment.  We are part of an exciting and important project, for Buddhism and for the world.

Nonsentient beings expound the Dharma

I gave this talk during our Full Moon Zen sit on August 26, 2021.

From the Record of Tung-shan (aka Ts’ao-tung):

Tung-shan accordingly took leave of Kuei-shan (aka Isan) [whom he had asked whether nonsentient beings expound the Dharma] and proceeded directly to Yün-yen’s. Making reference to his previous encounter with Kui-shan, he immediately asked what sort of person was able to hear the Dharma expounded by nonsentient beings.

Yun-yen said, “Nonsentient beings are able to hear it.”

“Can you hear it, Ho-shang (another name for Yun-yen)? asked Tung-shan.

Yun-yen replied, “If I could hear it, then you would not be able to hear the Dharma I teach.”

“Why can’t I hear it?” asked Tung-shan.

Yun-yen raised his fly whisk and said, “Can you hear it yet?”

Tung-shan replied, “No, I can’t.”

Yun-yen said, “You can’t even hear it when I expound the Dharma; how do you expect to hear when a nonsentient being expounds the Dharma?”

Tung-shan asked, “In which sutra is it taught that nonsentient beings expound the Dharma?”

Yun-yen replied, “Haven’t you seen it? In the Amitabha Sutra it says, `Water birds, tree groves, all without exception recite the Buddha’s name, recite the Dharma.’”

Reflecting on this, Tung-shan composed the following gatha:

How amazing, how amazing!

Hard to comprehend that nonsentient beings expound the Dharma.

It simply cannot be heard with the ear.

But when sound is heard with the eye, then it is understood.

Today has been a scorcher in Boston.  The Earth is screaming, “Summer!”—and, also “Ouch! Climate change!”

Yet it’s almost September, and Fall is poking through.  Some trees are beginning to shed their leaves.  Birds and squirrels are busy gathering provisions.  Duck and geese are on the move.

The central character in the story I just read, Tung-shan, lived and taught in the 9th century.  In this story, he’s still an ordinary monk, wandering around visiting monasteries, seeking out teachers.  Later, he becomes a teacher who is regarded as the Chinese founder of the Soto Zen stream in which we’re situated.

In Tung-shan’s day, people were obsessed with a certain type of philosophical question. It’s a question that continues to preoccupy philosophers, physicists, neuroscientists, ecologists, and ordinary people, like you and me, to this day.

I seem to be alive and conscious. You seem to me to be alive and conscious. But, what else is alive and conscious? Birds? Trees? Stone walls?

Chou-chou, the teacher who gave a provocative “No!” when another young monk asked him whether the temple dog had Buddha nature, was a contemporary of Tung-shan.  

In the story we’re looking at tonight, Yün-yen, one of the teachers Tung-shan visited, gives Tung-shan the same answer Chou-chou gave the young monk who questioned him about the dog.  But, Yün-yen gives that answer in the form of a provocative “Yes!”

Yün-yen affirms that birds and trees expound the Dharma. Everything hums the song of the universe.

Tung-shan had been trying to reason his way to this realization, but seemingly wasn’t getting anywhere. He put his hand to his ear, hoping to hear what he thought he was listening for. His thinking mind was sure it must be hidden; an esoteric, coded message of some kind. A riddle only the thinking mind could solve. But all he heard was birdsong or silence—and, well, that just couldn’t be it, he thought.

Tung-shan sought answers in the sutras, as if words on a page could resolve the matter and put his heart at rest.

This encounter with Yün-yen does seem to have been a turning point for Tung-shan.  That’s evident from the verse he composed after it.

After this encounter with Yün-yen, who eventually made Tung-shan one of his successors, Tung-shan realizes we can’t “hear” birds and trees expounding the Dharma with the ear. We hear it with the eye.

In other words, we develop a new kind of insight; a new kind of perception.

Zen practice is about learning to hear with our eyes in this way.  It invites a shift in our perception; in our orientation.

This shift is what we call enlightenment.  It’s not something we can grasp for and achieve, like running a six-minute mile or baking a souffle that doesn’t collapse.  It’s something we seep into, and that seeps into us, through our practice.  Like tofu soaking up soy sauce; soy sauce permeating tofu.

Dōgen described the shift this way:

“Before one studies Zen, mountains are mountains and waters are waters,” he said.

We’re like young Tung-shan, in other words. We see people and animals and plants and rocks. We’re sure people are conscious and consciousness is a good thing to “have.” The poor, dumb rocks don’t have it. Plants? We’re not so sure.

Dōgen goes on, “. . . after a first glimpse into the truth of Zen, mountains are no longer mountains and waters are no longer waters; . . .”

As one begins to awaken to the awakened nature of all that is, many become lost in Oneness for a time.

Finally, Dōgen says, “after enlightenment, mountains are once again mountains and waters once again waters.”

Rocks are rocks, yes, but now we do hear them expounding the Dharma.  Yün-yen’s whisk is Yün-yen’s whisk—and if he swats you with his whisk or his staff, as Zen teachers were prone to do in that era, believe me, you would feel it!  Getting whacked by Oneness stings!

But now we truly know that whisk is the One.  The relative and the Absolute are one and the same.  Form is emptiness; emptiness is form.

In the countless, slapstick-style koans in which a Zen adept has a breakthrough insight when a teacher slaps his face, or closes her leg in a door, or cuts off their finger, this is what one is realizing.

And, once we realize this, birds and trees and stones are no longer dead to us; the world is alive to us experientially, not alive as an idea. I have to believe that this shift is much needed today, on a broad scale, at this moment of global ecological crisis.

We often hear meditation practitioners, and some teachers, say that mediation is about developing our powers of attention and concentration.  I suppose mediation has that effect.  

But I prefer to think of our practice as more about attending, than attention—though one must be attentive to attend.  

Meditation is about attending.  Showing up.  Participating.  Taking part.  We are just a part—and every much a manifestation and microcosm of the One as anything else.  Nothing more, and certainly nothing less.

Through our practice, we open up to our own experience; to all experience.  We come to sense the hum of the universe within and without.  Let it bubble up and seep in.  

And our ideas of within and without, up and in, begin to soften.

We turn our ear to see a bird.

Open our eyes to hear it sing.

Buddha’s Birthday

We acknowledged Hanamatsuri last Thursday, April 8: the Flower Festival in our Soto Zen stream, celebrating the birth of Shakyamuni Buddha.  Most spiritual traditions have a celebration of birth (and rebirth/renewal), and Zen is no different.  If we had been together physically, we would have celebrated in the traditional way, by circling a statue of baby Buddha surrounded by flowers, pouring sweet tea over it and chanting as we walk.  

Last Thursday, I just had baby Buddha pictured here nearby me as we sat together via Zoom.  

 
In the spirt of my recent talks about lay practice and home-leaving (without leaving home), here is a poem by Judith Collins about the 20-something Shakyamuni Buddha, his own baby, and home-leaving:


Shame on you Shakyamuni for setting

the precedent

of leaving home.

Did you think it was not there –

in your wife’s lovely face

or your baby’s laughter?

Did you think you had to go elsewhere

to find it?

Tsk, tsk.

I am here to show you

dear sir

that you needn’t step

even one sixteenth of an inch away – stay

here – elbows dripping with soapy water

stay here – spit up all over your chest

stay here – steam rising in lazy curls from

cream of wheat

Poor Shakyamuni – sitting under the Bo tree

miles away from home

Venus shone all the while

Women have long been unacknowledged for their historical dedication and contributions to the Zen tradition.  (I included “Ship of Compassion” is in our Sutra book, in part, because it is one of the relatively few, ancient verses we know was composed by a female Zen practitioner.)  Through the efforts of many women teachers and leaders today, this is beginning to change.  A recent San Francisco Zen Center program on this topic may be of interest, as may this book of new, “householder koans” by two senior women teachers in our White Plum lineage.

The Ox Doesn’t Know

I gave this teisho Thursday night during our Full Moon Zen regular weekly practice session.  You’ll find a recording of this talk after the text.

One day, when the Layman and Sung-shan were out for a walk, they saw an ox plowing the fields.  The Layman pointed to the ox and said, “He’s having the time of his life, but he doesn’t know anything about it.”

 Sung-shan said, “That is, unless Mr. P’ang wants to bring the issue to his attention.”

 The Layman said, “My master always said he never knew what he was doing.”

 Sung-shan said, “Since I never saw Shih-t’ou, it would be better if I didn’t say anything about it.”

 The Layman said, “What would you have to say after you’d seen him?”

 Sung-shan clapped his hands three times.

(Case 29, The Sayings of Layman P’ang)

 

Layman P’ang is an especially wonderful, enigmatic character in the history of Zen, which is a tradition that has more than its fair share of wonderful, enigmatic characters.

He was born around 740 CE and died in 808, so he lived during the Tang Dynasty.  Many consider this the high point of ancient Chinese civilization.

P’ang lived in Hengyang, in Hunan Province of Southern China.  It was a big city then, as it is now.  It would be about a five hour drive due north from Hong Kong today.  P’ang’s father was a government official, and perhaps even the governor of the area, so P’ang was well-to-do.  We know he owned a house with enough land to have a gatehouse where he and others in the area met to meditate.

All Zen teachers today are successors of one of two masters from that time and place, Shih-t’ou and Ma-tsu.  Each had monasteries on mountains outside Hengyang.  The two great streams of Zen that still flow today originate with these teachers: the Soto School from Shih-t’ou, and the Rinzai School from Ma-tsu.  This period was not just a high point in Chinese culture; it was a watershed moment in the development of the Zen tradition.

P’ang engaged deeply with both of these masters, which must have been truly extraordinary for anyone at the time.  P’ang first met Shih-t’ou, and then lived at Ma-tsu’s monastery for a while, working closely with him.  Ma-tsu ultimately made P’ang a teacher, but P’ang never became a monk, like at least one of his childhood friends we meet in these stories.

Throughout most of the history of the Zen tradition—throughout most of the history of all Buddhist traditions—the terms “monk” and “priest” were basically synonyms.  There weren’t monks in monasteries and priests in the world, as there are today in many religious traditions.  Being on the Zen path at that time, and even today in much of Asia, meant becoming a monk—an ordained person living in a monastery.

But here we have P’ang, student of two great teachers, Dharma heir of one of them, living in the world.  P’ang and his wife, son and daughter, are said to have sunk all their personal possessions in a boat in the middle of a lake, donated their house to be made into a temple, and lived as wanderers from then on, supporting themselves by making and selling baskets.

The short stories in this book are mostly about P’ang’s encounters with the ordained (monastic) teachers of his era.  In most of these stories, P’ang engages in playful games of spiritual one-upmanship with these teachers—predictably, coming out on top.  Taking the piss out of them, as the Brits say, while seeing more deeply into the Great Matter than they do.

This little book is a classic—widely read in and beyond China for centuries.  What a fascinating figure  P’ang was; a truly extraordinary, ordinary person.  He certainly foreshadowed what’s happening today in the West, where there are few monasteries, and lay teachers are on a trajectory to outnumber teachers who are ordained, if we don’t already.

What are we to make of this curious Zen adept—the only lay teacher in recorded Zen history for nearly 12 centuries—and this story about the ox who doesn’t know?

Sung-shan, P’ang’s companion in this story, was a disciple of Ma-tsu.  Out on a walk, P’ang decides to have a little wise fun, in the playful jousting mode that’s so typical of anecdotes about encounters with Zen teachers.

P’ang points to the ox and says, “He’s having the time of his life, but he doesn’t know anything about it.”  It might seem at first blush like P’ang is being sarcastic.  “Look at that dumb ox.  He can’t reflect on his experience, like we can.”  But P’ang is paying the ox a high compliment, comparing it favorably to most humans, not looking down on it.

The ox is just doing its thing—oxing—living its life, undisturbed by the fact that he doesn’t know anything about it.  He undoubtedly knows that his life is, but he presumably doesn’t know what or why his life is.  And this doesn’t detract from his plowing.

One of the many Zen tidbits that has entered pop culture, the phrase “chop wood, carry water,” comes from Layman P’ang.   “Chopping wood, chop wood,” he’s saying.  “Carrying water, carry water.”

My carrying water is the universe carrying water.  My mental chatter—complaining about my sore arms, wondering why this is my lot in life, or contemplating how the Big Bang led to H2O—doesn’t add anything to, or subtract anything from, carrying water.  It’s just the universe chattering as the universe carries a bucket full of itself.

To be clear, if there’s a conversation that needs to be had about the equitable division of labor in your household or community, by all means, have it.  When you do, that’s the universe having a conversation the universe needs to have.  If your ambition or calling is something other than carrying water, pursue it.  And study physics, by all means; it’s a wonderful and wonderous lens on all this, and immensely useful.  But let’s not kid ourselves: Even if scientists find their Holy Grail—a grand unified theory of physics; a theory of everything—it will still be a theory, a description, and not the thing itself.

The price of our marvelous, human capacity for self-reflection seems to be a sort of cosmic forgetfulness.  It’s as if we’ve wandered so far toward the edge of the universe that we’ve forgotten the universe has no edges.  Wherever we wander, we can’t help but remain one of its infinite centers.   There’s no getting lost in this universe, even when we feel lost.

We practice Zen to find ourselves at the center of the universe again—and everyone and everything else there with us, as center, too.

Paradoxical as it sounds, and as much as I hate to use the word “goal” when talking about Zen practice, the ox’s not knowing is the goal of our practice.  The goal is no goal.  We normally think of goals as something we achieve and possess for ourselves.  Something we once lacked and have now obtained.

In Zen, our goal is the opposite of that.  We already have what we’re looking for.  We are it.  Unlike the ox, however, we think there must be more to it.  Something I must know about my life.  Not so, yet there is something I must realize and experience as my life.

Sung-shan jovially invites P’ang to inform the ox that he’s having the time of his life.

P’ang declines.  “My master always said he never knew what he was doing,” P’ang replies.  My master also doesn’t know anything about all this, just like the ox.

“I haven’t met him,” Sung-Shan says, “so I wouldn’t know.”

“Even if you had,” P’ang replies, “what more would there be to say?”

In texts like this one, and a talk like mine now, guides on the Zen path are trying to express the inexpressible.  Or, to say the same thing a bit differently, we’re heaping extra words on what the universe is saying right here, now.

It’s impossible to talk about it . . . and this talk is it, too.  It’s all right here, right in front of our noses. Your nose is it.

Even as we are it, however, most of us are searching for it.  We want an “it” we can sum up, and so contain, as an object of thought.  Having developed this wonderfully useful capacity for discursive cognition, we’ve become transfixed by it.  We search for answers to the heart’s deepest questions in the hall of mirrors it creates.

But those answers lie outside that box.  Outside the realm of this-that thinking.  In fact, the box we’re trapped in is itself contained in the realm “outside.”  We just think we’re trapped!

I, Jeff (this), sees the moon (that).  Zen practice—especially meditation and working with koans—relaxes the grip of this-that thinking, so the moon can reveal itself to you as you.  We can’t will this realization—this revelation—but we can open ourselves to it.  The moon tends to reveal itself fully in hearts that are wide open, and Zen practice is about opening hearts.

The ox and P’ang’s master both are the full moon.  One is not “more” moon than the other.  I do know, however, that we humans can know ourselves as manifestations of, and participants, in this awesome, incomprehensible, inescapable, luminous mystery that is . . . what?   Mystery.  Mystery manifest.  This.

These little stories about this lay sage are thought to presage the koan tradition that eventually developed in Zen.  I wonder whether this particular story about P’ang might also presage another wonderful part of the Zen tradition, The Ten Oxherding Pictures, which is one account of the spiritual journey.  As portrayed in the Oxherding Pictures, the apex of Zen practice isn’t the moment of sudden illumination, when we see our true nature.

The apex is returning to the marketplace with open hands—to daily life in the world—with that awareness; animated by that awareness, but not thinking it makes us special, because now we see the full moon everywhere, and in everyone we meet.  The tenth picture is Putai, the Laughing Buddha, entering the open market—an open heart, extending open hands.

We tend to think of the renunciates in monasteries or on mountaintops as the spiritual paragons.  Layman P’ang, and the old fool in the marketplace, point to a different ideal—of awakening in the world, in the midst of the everyday sorts of lives lived by people like us.  This is a fitting image and ideal for our time, I believe.

The sort of knowing we seek and cultivate through Zen practice is an awakened, vital, experiential, in-your-bones not knowing.  “Not knowing is the most intimate,” Master Dizang famously said.

May you not know.

And may we, like the ox, have the time of our lives.

 

Mourning the loss of a master of the middle way

 

We have lost a true master of the middle way — not of meditation (as far as I know), but of mediation.

 

I am incredibly fortunate to have known and learned from Roger.  He was one of a small handful of people who inspired me to devote two graduate degree programs (one at Harvard Divinity School and the other at Harvard Law School) to the study of conflict resolution.  When I began teaching in the field at the law school, I first co-taught with Roger.

 

Roger was wise, gracious, and incredibly big-hearted.  He had an irrepressibly positive, “can do” orientation that enabled him to walk into many of the most desperate situations of his era and help create an aire of possibility that, more often than not, made the seemingly impossible happen.

 

Roger was a generous mentor to scores of younger people who are carrying on his work around the world.

 

Thank you, Roger.

 

Roger D. Fisher, Expert at ‘Getting to Yes,’ Dies at 90

 

Harvard Law School Prof. Roger D. Fisher often told his students, “Peace is not a piece of paper, but a way of dealing with conflict when it arises.”

 

By LESLIE KAUFMAN

 

Published: August 27, 2012

 

Roger D. Fisher, a Harvard law professor who was a co-author of the 1981 best seller “Getting to Yes: Negotiating Agreement Without Giving In” and whose expertise in resolving conflicts led to a role in drafting the Camp David accords between Egypt and Israel and in ending apartheid in South Africa, died on Saturday in Hanover, N.H. He was 90.

 

The cause was complications of dementia, his son Elliott said.

 

Over his career, Professor Fisher eagerly brought his optimistic can-do brand of problem solving to a broad array of conflicts across the globe, from the hostage crisis in Iran to the civil war in El Salvador. His emphasis was always on addressing the mutual interests of the disputing parties instead of what separated them. As he would tell his students, “Peace is not a piece of paper, but a way of dealing with conflict when it arises.”

 

It did not matter to Professor Fisher whether the warring parties reached out to him or not; he would assume they needed his help. “Most of the time he was not invited. He would invite himself,” Elliott Fisher said. “Our sense growing up was that he would read the newspaper and think, ‘Oh, shoot, there is something to fix.’ ”

 

For example, when a rebel group took hostages at the Japanese Embassy in Lima, Peru, in 1997, his son recalled, Professor Fisher found a way to contact the president of Peru, Alberto Fujimori, and gave him suggestions for how to dampen the sense of crisis, including restoration of the power and water in the embassy. This strategy won the freedom of the majority of the hostages. In the end, however, Peruvian forces stormed the embassy, killing all 14 of the rebels and rescuing all but one of the 72 remaining hostages.

 

Professor Fisher is credited with helping initiate the summit meeting between the Soviet leader Mikhail S. Gorbachev and President Ronald Reagan in 1985, convincing Reagan staff members that just meeting to brainstorm and build relations was more important than settling a specific agenda.

 

In 1979, Secretary of State Cyrus R. Vance went to Professor Fisher’s house on Martha’s Vineyard before the meeting at Camp David that would lead to a peace agreement between Egypt and Israel. Professor Fisher suggested to Mr. Vance the “single negotiating text” method that was used to bring the parties together, said Bruce M. Patton, who wrote “Getting to Yes” with Professor Fisher and worked on many diplomatic projects with him. The strategy involved having President Jimmy Carter alone be responsible for writing solutions and letting the other leaders shape the treaty through a back-and-forth critiquing process.

 

In 1991 in South Africa, Professor Fisher and former students led workshops with both the Afrikaner cabinet and the African National Congress negotiating committee leading into talks to end apartheid and to establish a new constitution.

 

His upbeat approach to some of the world’s most intractable problems led some critics to assert that he was unrealistic. But Mr. Patton said Professor Fisher recognized and relished the “complexity and irrationality” of the situations he addressed.

 

Although Professor Fisher mostly worked behind the scenes, he did create and moderate a series on public television called “The Advocates.” A court-style program that took on one policy issue at a time and examined it in detail from different perspectives, it ran for several years on PBS and won a Peabody Award.

 

“Getting to Yes,” which he wrote with Mr. Patton and William Ury, has sold millions of copies and been translated into 36 languages, and has been used by leaders in business and government. Professor Fisher also wrote other books and co-founded the Harvard Negotiation Project, which teaches conflict resolution skills to students and to international parties in the midst of a dispute.

 

Roger Dummer Fisher was born May 28, 1922, in Winnetka, Ill. His mother, Katharine Dummer Fisher, had relatives who had ridden the law circuit with Abraham Lincoln; his father, William T. Fisher, a lawyer, was the son of Walter L. Fisher, secretary of the interior in the Taft administration.

 

On the eve of World War II, Professor Fisher attended Harvard University. Upon graduating he volunteered for the Army, where he served from 1942 to 1946 doing weather reconnaissance in both the North Atlantic and Pacific theaters. Four of his eight college roommates died in combat; that, as well as seeing the aftermath of battle, persuaded him to dedicate his life to helping avoid war.

 

After graduating from Harvard Law School in 1948, he served on the Marshall Plan staff and as assistant to the solicitor general in the Eisenhower administration before joining the Harvard law faculty in 1960.

 

In addition to his son Elliott, Professor Fisher is survived by another son, Peter; two brothers, John and Frank; and five grandchildren. His wife of 62 years, the former Caroline Speer, died two years ago.

 

Professor Fisher stayed active in advising diplomats until about seven years ago, when illness made him too weak. His constant advocacy was a force many of his friends found comforting.

 

His family recalled that when Professor Fisher celebrated his 80th birthday, his colleague John Kenneth Galbraith toasted him by saying, “Whenever I thought, ‘Someone should do something about this,’ it eased my conscience to learn that Roger was already working on it.”

 

A version of this article appeared in print on August 28, 2012, on page A16 of the New York edition with the headline: Roger D. Fisher, Expert at ‘Getting to Yes,’ Dies at 90.

 

Buddha, the first behaviorist

 

Esther and I have been reading about the Kazdin approach to positive parenting.  (We have two really great kids.  We’re mainly hoping to train their parents.)  Kazdin, a Yale psychology professor, focuses on promoting desired behaviors – like picking up your messes and not whacking your siblings when they’re annoying you – with positive reinforcement, especially praise.

 

He’s a hardcore social scientist who has conducted hundreds of rigorous experiments over several decades.  The research demonstrates that his approach is better than punishment at producing good behavior, though Kazdin grants very gentle and brief forms of punishment – a mildly disapproving look, for example, or a well administered time out – a minor role in a program that’s otherwise all about encouraging and rewarding the “positive opposite” of undesired behavior.

 

Interestingly, some parents object to this approach out of concern that it somehow changes the “essence” of their child, even if they’re not thrilled about the way this “essence” is manifesting itself at the moment.  Other parents are skeptical for the opposite reason:  If you’re not getting to the “essence” of who my child is and what’s wrong with her, and if you’re not altering her essence, how could the behavior possibly change?  My child has become a bad kid.  You need to swap out some parts.

 

Kazdin observes that 100+ years of psychological theorizing and research (and, one might add, millennia of philosophizing about human nature prior to that) have yet to locate this elusive human “essence.”  There’s no empirically validated, consensus picture of a “thing” that corresponds to what we so casually, and confidently, refer to as the self.

 

Here I am, sure enough, but this self I refer to, on close inspection, is a stream of embodied functions, feelings, thoughts and actions.  There are reasonably distinctive elements and narratives that tend to persist (more or less) across time and contexts, but that proverbial god-in-the-machine I’m so sure is the “real, forever me” seems nowhere to be found.

 

Kazdin sidesteps this bottomless pit – this vast void – and focuses instead on shaping behavior; on how we present ourselves, whatever these selves may or may not be.  By doing so, he gets results that parents and children find deeply satisfying and which positively change their perspectives on themselves and one another.

 

Zen is both very different and not so very different.

 

Most people come to Zen practice mid-stream in a personal program of research into and theorizing about – a/k/a searching for – the self.  Zen meets us wherever we are in that process, at once taking it very seriously and making light of it.  Unlike Kazdin’s approach, Zen coaxes, cajoles and comforts as we explore the vast void.

 

Ultimately, we find ourselves in it, of it, and as it.  Distinct within, but not separate from, this vast universe we inhabit.

 

Our questions don’t get answered intellectually, but they do get answered experientially.  Intellectually, they simply lose their urgency, their attractive force.

 

That way of knowing and being is so meaningful.  And, it also brings us right back to Kazdin territory.

 

From this frame of mind, what matters is the here-and-now.  What’s here and now is conditioned by the past, of course, and our actions here-and-now partially condition our common future.  How we show up here-and-now matters.  It matters presently, and it matters to a future we hope to experience, and which we know others will experience.

 

From this perspective, our essence is nothing more or less than what we do, how we present, here-and-now.  We co-create this here-and-now.  So, as the Germans say, “mach es gut.”  This translates literally to “make it good.”  Figuratively, it’s more like “take care,” which is the same idea.

 

Some people who are new to Zen initially bristle at the odd rituals and chants that are part of the traditional liturgy, yet they’re a key feature of the “taking seriously and making light of ourselves,” of participating in/co-creating the here-and-now and making it good, and of transmitting the wisdom of all this temporally.  Same with the precepts.  Path and destination: one and the same.  We express and realize – we actualize – ourselves in/through/as these forms and practices, and as all we do.

 

Perhaps it’s more helpful to think of ourselves as doings than as beings.

 

I shared the condensed version of this thought-stream with Josh recently.  He smiled, nodded, and said, “Buddha was the first behaviorist.”