Which of Me Is the True Chi’en?

I have fallen behind on posting talks and other musings and news. Here begins a flurry of catch-up posts. This is a talk I gave on January 12, 2023.

This is an extended version of Case 35 in The Gateless Gate:

Ch’ien was the beloved only child of a merchant who one day announced he had found a good husband for her. But her cousin was her secret lover and they had known each other since childhood.

That night the cousin, distraught, set off up the yellow river, but he saw running along the banks a form in the moonlight, and it was Ch’ien, and she joined him. They settled upriver and had two children, and made a life, but she longed to see once again her home and her father. They returned and Ch’ien waited in the boat while her husband approached the house to see what sort of a reception he would get.

To her husband’s surprise, the father was delighted to see him. The young man confessed, “Ch’ien ran off with me that night, and we lived together and had two children. She is waiting in the boat, eager to see you.” And the father said, “Is this a joke? Since the time you left, she has been sick in bed, unable to arise or speak.” The father told the woman in the sick bed what he had heard, and at this, she rose to her feet and stepped out the door. At that moment, the woman from the boat herself arrived at the garden gate. The two women walked towards each other, embraced, and became one.

Wu-tsu asked a monk, “The woman Ch’ien and her spirit separated. Which is the true Ch’ien?”

Fran and I have been reflecting on and talking about shadow work and its relationship to Zen practice for over a year. (Fran initiated and has been driving this discussion, and I am grateful to her for that.) The term “shadow” is from Jungian psychology. It’s the idea that there are elements of oneself that are hidden to us but still influence what we feel, think, say, and do.

It’s important to understand that shadow elements are neither good nor bad. Anger may be a shadow element for some of us—an emotion one has difficulty discerning in oneself and expressing in functional ways—but anger is not bad. If the conscious part of oneself is cut off from anger we are more likely to behave passive-aggressively to get our needs met in relationship. As a result, we may not be very effective at meeting our needs and we may damage our relationships. Others are likely to feel manipulated or feel we’re hard to read and something of a burden. Maybe some people even will take advantage of us because we can’t let them know we’re upset by their behavior. When we do express anger, it’s likely to be expressed explosively, because angry energy has been building up for so long—most of a lifetime, perhaps. If we had been in touch with it all along, if anger were not in the shadows, it could be channeled and expressed more constructively. Anger calibrated, expressed, and channeled constructively sometimes even can help us do great things, like standing up against human rights abuses.

It’s not just feelings and impulses that we tend to think of as bad, like anger, that can be banished to the shadows. Our capacity for love, healthy pride, and courage can reside there, too, similarly limiting one’s capacity to show up as the best version of oneself.

What does all this have to do with this old Chinese fable that Wu-tsu used as a koan? I see it as encouragement to call forth our shadow elements and embrace them.

Like many good stories, there’s a central moral dilemma, and moral dilemmas often divide us—not just divide one person from another but divide one person internally. Chi’en is a young woman in a traditional, patriarchal culture in which family is a primary value and social structure. Respect for and obedience to one’s elders is a key requirement in this culture. Chi’en would have felt duty-bound to respect her father’s judgement and wishes about her marriage and obligated to stay near her birth family to care for her parents in old age. Even today, Chinese culture is relatively more relationship-based than many Western cultures. It places relatively more emphasis on group harmony and stability. The needs and preferences of individuals are important, yet they tend to be addressed in what might seem to many of us to be more nuanced (and, from our perspective, often less personally satisfying) ways within one’s web of close and distant relationships.

Add up all these factors and we can imagine that Chi’en would have felt as if she had little personal agency to declare her true love and speak and act against her father’s wishes. (In fact, I know from reading the work of a Chinese-American expert in Chinese moral philosophy that Chi’en might even have thought of her flight from home as something she had to do for her family, because remaining home as a malcontent would have made life intolerable for them.) We can imagine that a young woman like Chi’en, in this family and social context, might be conditioned to repress certain feelings and impulses that can help make us happy and whole, but which would have felt risky to express—feelings and impulses like eros and a sense of our own worth, power, and agency. But those feelings exist as shadow elements nonetheless.

Chi’en may have felt divided between the love she felt for the young man of her dreams and the obligation she felt to conform to her parents’ and culture’s expectations. She may have felt divided internally between love of her boyfriend and love of her family, including her father. Chi’en and other women then and now often have felt constrained—unjustly, or at least unfortunately, subject to other shadow elements operating at the level of a group, like one’s family or workplace, or even an entire culture—yet we can also imagine that Chi’en genuinely loved her father, even as he enacted cultural scripts that constrained her agency in keeping with prevailing social norms regarding his social role. We can feel both love and distaste for another person, and this ambivalence very often gets resolved internally by embracing one feeling and repressing the other, rather than accepting and dealing with our complex reality in a more functional way.

What is Chi’en to do with her dilemma? What does she do?

In the first chapter of this brief story, Chi’en runs away with her boyfriend and lives the life of her dreams, seemingly strong and self-possessed, showing that her capacity for love and her personal power do not reside in the shadows. (Then again, as noted above, perhaps Chi’en felt she ran away as much for her family’s benefit as for her own.) But the plot thickens when Chi’en’s heart longs for her home and father, and she returns home.

Chi’en’s husband discovers that her father is not angry, but rather is thrilled to see him. It seems there’s another Chi’en who stayed behind and has been heartbroken and bedridden ever since her father told her about the marriage he had arranged and Chi’en’s true love ran away.

Were Chi’en’s passion and personal power residing in the shadows after all? Did the man her father introduced sense that she had given her heart to someone else and decide not to marry her? Did a despondent Chi’en then withdraw from life, paralyzed?

Which life did Chi’en really live? When we ask the question that way, the story provides no answer. This is myth and allegory. Chi’en’s physical body didn’t really duplicate itself, with each double going in different directions to live different lives.

But Wu-tsu doesn’t ask the monk which life Chi’en really lived. He asks, “Which is the true Chi’en?”

If most good stories have a central moral dilemma, most also have a good twist at the end. This isn’t just a good story; it’s a great story. There are two twists at the end. The first twist is that one Chi’en returns after many years to encounter another. The second is that the bedridden Chi’en, who had been longing for her lover all these years, gets up and walks right past him. She does not immediately embrace the man for whom she has been longing. Instead, she embraces herself, and the two Chi’ens become one. She really can’t love her husband or her father fully and well until she can love all the parts of herself, healing her internal divide.

I see this koan as an allegory about the necessity of making self-integration, or atonement within oneself (at-one-ment), an important feature of what it is to be a Zen practitioner. When those aspects of ourselves that are hidden are coaxed out of the shadows and embraced, we become one. We can’t consciously be one with that which we don’t (yet) see in ourselves. We can’t be our true selves, or at least our best selves, if we don’t fully know ourselves. And the parts we refuse to know will assert themselves somehow if we don’t see and embrace them, and only to ill-effect, perhaps even causing grave harm.

We can’t be whole personally if we don’t peer into the shadows and invite what resides there to come forth, and we can’t be whole collectively either. We don’t know what happens after the two Chi’ens merge, but we’re left with this sense that the relationships among the three central characters in this story—Chi’en, the man she loves, and her father—now are on a better trajectory. You also get the sense that the father and husband have grown and perhaps glimpsed and embraced their own shadow elements, in turn making it easier for Chi’en to greet and integrate hers. Her father seems to have liberated tenderness, compassion, and self-confidence from the shadows. It must have taken all three to accept how his conformity to convention had injured his daughter and so to welcome her true love when he returned.

While I see this koan as evidence that we are encouraged to seek self-integration and at-one-ment, I don’t think Zen traditionally has offered all the tools we need to do that work. In fact, it’s possible to use our practice as a defense—to engage in what’s sometimes called “spiritual bypassing,” which is turning to meditation and spiritual practice to avoid uncomfortable emotions and experiences, much like one might turn to alcohol or gambling. I want to be quick to add that meditation, koan work, and other elements of our practice can really help us discover and integrate what’s hidden. They can help prepare the ground for and can positively reinforce modern shadow work practices. And it’s not just Zen practitioners who sometimes become curious about and explore those other practices. Psychologists have become quite curious about Zen and are exploring it and integrating it into their practices.

We’ll have more to say about Zen and shadow work in the coming weeks and months. We want to spark a broader dialogue about it and create elective opportunities to integrate shadow work into our practice.

The true Chi’en, the true you and me, is the whole person, ever more intimately known to herself. Zen practice really must be a practice—a set of practices—for ever increasing at-one-ment.

Insight

This is the text of a talk I gave on June 8, 2023.

This is Case 20 in The Book of Equanimity:

 Master Jizo asked Hogen, “Where have you come from?”

“I pilgrimage aimlessly,” replied Hogen.

“What is the matter of your pilgrimage?” asked Jizo.

“I don’t know,” replied Hogen.

“Not knowing is the most intimate,” replied Jizo.

At that, Hogen experienced great enlightenment.

Jizo’s final remark in this koan, “not knowing is the most intimate,” is among the most profound and repeated lines in the Zen tradition, but I want to focus on the very last line of this koan instead.

This past Saturday (June 3rd) I gave a talk about seeking and finding meaning.  In that talk I said many of us come to practice because things seem out of joint; disintegrated.  Humpty Dumpty is cracking, or maybe already in pieces.  We’ve made meaning when all the pieces of oneself and all the pieces of the world we inhabit seem to cohere in a new way.  We’re seeking integration; a sense of wholeness.  The knowledge we seek isn’t a philosophical, theological, or scientific formulation, but the experience of knowing oneself and all else as interlaced threads of the vast robe of liberation itself.

Many koans end like the one I read a moment ago: “At that, so-and-so experienced great enlightenment.”  Reading this, we might assume the monk’s search for coherence and cohesion is over in a flash.  If this is what we expect for ourselves—that we’ll have a flash of insight that puts our heart-mind to rest once and for all—we may be disappointed.

Many Zen practitioners do have a powerful kensho experience at some point.  These experiences absolutely can, and they very often do, leave one with an abiding sense that one is not separate from it all.  Many other Zen practitioners don’t have such a singular experience, however, but instead have many less dramatic moments of non-dual insight, like a sense of the oneness of it all while watching steam dance upward from a teacup or watching the play of light streaming through a window.  Whatever our experience, the spark that brought us to practice is bursting into a flame.

But old ways of knowing and seeing, and the old habits of mind and heart that accompany them, tend to die hard.  Zen practice is a context that tests and challenges the boundaries of the ways of knowing and being we have brought to it.  It sometimes pierces, sometimes simply sidesteps our preexisting mental frames.  Chief among these mental frames is our sense of self; of who we are and how we exist. 

The moments of insight we experience as Zen practitioners are disorienting to that sense of self, with its overly rigid boundaries and its containment, command, and control projects.  Early in our practice, our self-sense may react to new insight by trying to co-opt it; to contain and control it as something “I” now “have.”  The ever-quotable Tibetan teacher Chogyam Trungpa was fond of saying that the ego wants to be present at its own funeral.  Our insight experiences can be held in a way that’s self-referential; regarded as personal accomplishments, and so indicative of spiritual pride.

If and as we continue to practice, however, if and as we continue to nurture and fuel the flame insight experiences ignite, that rigidly bounded sense of self ultimately may be consumed by the flame and turned to ash.  Other practices, like therapy, can complement and support our practice, and vice versa (but should not be confused with it).  

Ash isn’t nothing; it isn’t mere refuse.  It mixes with the the soil that gives life.  It scatters and rides the wind in the Ten Directions.  Now we truly identify, mingle with, nourish and are nourished by all that arises.

Mature, seasoned insight is the experience of feeling centered in a universe with infinite centers.  Now we know and experience ourselves and all else as interlaced threads of the vast robe of liberation itself.  No containment necessary, or even possible.

The monk in our koan dropped his guard for a moment.  He became vulnerable; exposed.  He had been wandering around with an intense sense of purpose, but he realized he had no idea what he was looking for or even why he felt something was missing in the first place.  To his surprise, Jizo validates his not knowing; encourages him to give up the self-referential containment, command, and control project that his spiritual journey had become, and simply live into the mystery. 

This monk, like so many of us, set foot on a narrow path thickly overgrown with questions.  With this moment of initial insight, the path begins to widen, feel less vexed and more spacious.  Maybe the path eventually will disappear into a vast clearing.  Lost in it, we see nothing but the horizon in every direction.  And each blade of grass at our feet.

In-sight.  Seeing from within, not seeking a way out.  

What is this vast clearing in which we find ourselves?  Home, warm and intimate.

I think Jizo is encouraging the monk to rest his weary legs, mind, and heart.  I think the monk is on the cusp of accepting that practice is the point of practice; that his life is the point of his life.  Jizo is affirming that recognition.            

Jizo is telling the monk that he’d might as well make himself at home.

Seeking and Finding Meaning

I gave this talk on June 3, 2023. A recording follows the text.

This is Case 12 in the Blue Cliff Record:

A monk asked Tung Shan, “What is Buddha?”

Tung Shan said, “Three pounds of hemp.”

This koan, and others like it, seems to express many of the qualities for which the Zen tradition is famous, or perhaps infamous, among them obscurity, irreverence, and paradox.

A Zen practitioner coming to a teacher with a question like this is just trying to do what human beings try to do: make meaning. The late developmental psychologist William Perry said, “Organisms organize, and the human organism organizes meaning.” We are meaning-makers.

The question, “What is Buddha?” can be reformulated as, “What’s it all about?”  And also, “Who or what am I?”  And also, “How do I fit in?”  Needless to say, if we’re asking questions like this, we’re not quite sure what it’s all about, or who or what we are, or how we fit in.  This sort of uncertainty, or not knowing, can feel intensely, existentially uncomfortable.  We want relief from that discomfort, and we start seeking relief by seeking conceptual answers to questions like, “What is Buddha?”

We’ve made meaning, or made sense, when everything seems to fit together; to cohere.  We’re seeking integration; a sense of wholeness and integrity; coherence.  We feel disjointed “inside” and the world seems disjointed “outside.”  We want all the parts “inside” us to fit together harmoniously; we want all that’s “outside” us to fit together harmoniously; and we want “inside” and “outside” to fit together harmoniously, too.

Tung Shan (aka Dongshan) was the ninth century Chinese teacher to whom we trace the start of the Soto school of Zen in which we practice.  He was a famous teacher during the Tang Dynasty, the heyday of Zen in China.  Some of our most important Zen texts are attributed to him.  Hundreds of years later, Dharma heirs of Tung Shan developed koan practice based, in part, upon recorded encounters between Tung Shan and the monks he taught—stories like the one with which I opened this talk.

On first blush, Tung Shan’s response to the monk’s question—“What is Buddha?”—may indeed seem obscure, irreverent, and paradoxical.  Hearing Tung Shan’s response in this koan for the first time, many of us may think, “Huh?  The monk is asking a clear question about Buddha nature.  Why does Tung Shan respond so obscurely by referring to three pounds of hemp?  The monk is asking a serious question about a sacred matter.  Why does Tung Shan respond so irreverently, seemingly dismissing the monk’s question and referring to something so mundane.  The monk is asking a straightforward question.  Tung Shan’s response seems like a joke or a riddle, not a sincere answer.”

Tung Shan indeed is responding sincerely.  His response is not obscure, irreverent, or paradoxical.  To the contrary, it is as clear, serious, and straightforward as the monk’s question.

If Tung Shan’s response initially seems obscure, irreverent, and paradoxical to us, that’s because we’re expecting a different sort of answer.  We’re looking for, and think we are inquiring about, something extraordinary; something extra-ordinary.  Tung Shan instead points to something completely ordinary and concrete, and so his response seems wrong or intentionally confounding.

Hemp was used to make paper, cloth, and rope, among other everyday items, in ancient China.  Tung Shan’s monastery and others like it were major cites of literary production.  There would have been 30 or even 300 pounds of hemp at his monastery at any given time, used to create paper on which monks transcribed sutras, the robes the monks wore, and other everyday items.  Hemp would have been as ordinary as rice or water.

Tung Shan is telling the monk in the simplest, most straightforward way possible that Buddha is right here.  Teacup Buddha.  Morning dew Buddha.  Temple dog Buddha.  Questioning monk Buddha.

Tung Shan is telling the monk that the meaning he is seeking is in plain sight.  That the robe he is wearing, and also what’s inside it, is the very robe of liberation.  He is telling the monk that the answer to his question is not an esoteric or abstract idea, but this very life; each and every feature of it.  He’s saying that the knowledge we seek isn’t a philosophical or theological formulation, but the experience of knowing oneself and all else as interlaced threads of this vast robe of liberation.

Nothing could be less obscure, more reverent, or less puzzling than the way of being to which Tung Shan is pointing.  We simply need to welcome and live into it.  Zen practice is a context and path for living into this truth.  Our resistance to it—our desire to contain and control reality—tends to decrease if and as we walk the path.  We ultimately discover ourselves and all else as the meaning we have sought.  It was ready-made; already waiting here for us, as us.

Could the lint on my cushion really be Buddha?  Could my life really be a Buddha’s life?  As Bodhidharma, the first great Zen ancestor, wrote, “that which is real includes nothing worth begrudging.”  Nothing is excluded from the Buddha realm; nothing exists that is not Buddha.

That perspective can create some confusion with respect to questions about ethics, justice, and social action.  I’ll try to dispel that confusion in a future talk.  For now, I’ll just say that I think our capacity to respond and engage in the most skillful way possible depends greatly upon a non-conceptual awareness and experience that all is Buddha.

Thanks for listening. As always, our dialogue is what I most look forward to about our time together.

What is Enlightenment?

I gave this talk on Saturday, November 5, 2022.

This is Case 6 in The Gateless Gate, The World-Honored One Twirls a Flower:

Once, in ancient times, when the World-Honored One was at Mount Grdhrakūta, he twirled a flower before his assembled disciples. All were silent. Only Mahākāśyapa broke into a smile.

The World-Honored One said, “I have the eye of the treasury of right Dharma, the subtle mind of nirvana, the true form of no-form, and the flawless gate of the teaching. It is not established upon words and phrases. It is a special transmission outside tradition. I now entrust this to Mahākāśyapa.

The title of this talk is “What is Enlightenment?” I want to respond to this question very directly today. This always has been a tricky thing to do, and it’s especially tricky these days.

It’s always been tricky because—as so much Zen literature tells us—words can’t capture it, even as they are it. We can never get our minds around it because we are trying to make subject object, and there ultimately are no objects; no subject either, really. It’s sort of like wrapping paper trying to wrap itself.

Speaking about enlightenment is especially tricky, or maybe even dangerous, these days because the Zen tradition is evolving in important and necessary ways in response to justifiable critiques of how some of our predecessors have represented and related to the notion of enlightenment. Enlightenment sometimes has been portrayed as a personal attainment that elevates one above others in presumed worldly and metaphysical hierarchies.

This representation of enlightenment is misaligned with Western Buddhism’s growing—and very welcome—emphasis on social justice, on the natural world (with us very much just one feature of it), and on less hierarchical, more egalitarian forms of community life. Zen’s core teachings arguably always have pointed us in these directions, but there’s too often been an element of pride, elitism, and authority games in how enlightenment has been represented in practice. The notion of “Zen stink” is a corrective to all that, but also proves its existence.

Anyway, like others who have been aware of the challenges and dangers of addressing this topic directly, I feel compelled to do so periodically. People frequently ask me some version of this question, and maybe the same happens to you. The word enlightenment is so magnetically attractive to so many people, there’s so much confusion surrounding it, and this confusion carries real potential for harm. As one of my favorite law school professors used to say, there’s good confusion and bad confusion; productive, generative confusion and unproductive, even harmful confusion. The idea of enlightenment, as opposed to the reality of it, seems to produce both types of confusion.

I guess this is all a way of saying, here I go. I’m doing the best I can, and I hope this is useful to some of you.

I could have opened this talk with any number of readings, but I chose the famous koan I read earlier for several reasons. In Zen lore, this is where it all begins.

In the second part of this koan we hear that Zen is “not established upon words and phrases.” It is a “special transmission [from teacher to student] outside [Buddhist] tradition.” I think it’s very likely this stuff about the Buddha making self-aggrandizing claims about his own insight and authority and his transmission of that authority to Mahakasyapa was added to reinforce the credibility and claims to authority of early Zen teachers in whose footsteps we walk. There were a lot of disagreements among schools of Buddhism and emerging sects of Zen in those days. There still are disagreements today.

So let’s focus on the first part of the koan. The Buddha “twirled a flower before his assembled disciples. All were silent. Only Mahakasyapa broke into a smile.” I think it’s much more probable that something like this really happened.

Heard from one perspective, it sounds like this is a story about an esoteric, secret teaching only Mahakasyapa gets; a realization he alone attains. But is this the best reading of the story? This clearly is a koan about enlightenment as a core feature of our tradition. But what is enlightenment?

Here’s my understanding: Enlightenment is this unfathomably vast and wonderous universe; multiverse, perhaps. Boundless. Enlightenment is this vast and wonderous universe just as it is right now, with me as a feature of it. You and I and all features of this wonderous universe are distinct, but in no sense are we separate.

When the Buddha holds up a flower and twirls it, that is what he’s saying. This is it! Behold!

We can also talk about enlightenment experiences, and that is what Mahakasyapa’s smile of recognition represents. When we are aware that this wonderous universe, with oneself as part of it, is enlightenment, that is an enlightenment experience. The universe is looking itself in the mirror in these moments. The wrapping paper is unwrapping itself; recognizing the unity of giver, receiver, and gift, as we chant during Oryoki practice (meal practice during susshin).

But—and this is important—all those listening silently to the Buddha who didn’t flash a smile of recognition are no less enlightened—no less enlightenment, that is to say—than Mahakasyapa with his knowing smile.

Talking about all this renders the notions of enlightenment and enlightenment experiences too noun-like when what I’d really like to convey is more of a verb-like quality— changing, awakening, interbeing. That verb-like spirit is conveyed in the dedication verse we heard chanted earlier this morning: “Infinite realms of light and dark convey the Buddha mind. Birds and trees and stars and we ourselves come forth in perfect harmony.”

Have you ever seen a lava lamp? You know what I’m talking about, right? Imagine a large blob floating around inside the lamp. It’s shaped like one of those inflatable punching clowns kids play with. The blob has a large, oblong body, a thin neck, and a small head.

We can think of our conventional experience and awareness as a view from the head of this floating, shape-shifting blob when the head is all the head knows. But the whole blob is the realm of enlightenment, and the head is not separate from it. When the head realizes that— really realizes this, experientially, not just grasps it conceptually—that’s an enlightenment experience. That perspective and experience can sink into our bones, becoming pervasive and ever-present. We realize everything is the center of the universe, myself no less or more so.

What’s more: This realm of enlightenment, Indra’s Net, the Great Robe of Liberation, isn’t a blob. Not only is everything center, there’s no inside or outside. It’s boundless. It isn’t an it. Physicists like Carlo Rovelli, who have found inspiration in Buddhism, are discovering the universe is boundless and nothing exists apart from anything else. So I’m just describing the natural order, mind-blowing as this may seem from the perspective of our conventional awareness.

So what? What is this realization good for?

Well, here’s the negative response; what it’s not good for. It’s no good if we seek it and, once glimpsed, hope to possess it as a personal attainment, though many of us will try. It can’t be grasped that way—which is only to say it can’t be grasped at all.

I’ve titled this talk “What is Enlightenment?”—as a question in this specific form—for a personal historical reason. When I was a student at Harvard Divinity School in the mid-1990s, there was a modern-day New Age guru in the area that I used to see around Harvard from time to time. His name is Andrew Cohen, and his organization used to publish a magazine titled “What is Enlightenment?”

That question struck me as pompous then, at least when coming from Cohen, because Cohen himself struck me as pompous. I heard that question, coming from him, in a bait-and- hook sort of way. Like: “What is Enlightenment? Sure, let me tell you, since you’re dying to know but obviously don’t get it. It’s this thing I’ve got that you don’t have, but if you hang with me it may rub off on you.”

I saw Cohen around Cambridge a couple of times, always with a few fawning acolytes in tow. He clearly was as impressed with himself as they seemed to be with him. He was quite rude to them, in fact. Cohen’s organization ultimately collapsed as students, and even his own mother, came forth with allegations of psychological abuse and financial impropriety. If you relate to the notion of enlightenment that way, you’ll eventually get what you deserve—and those around you unfortunately won’t get what they deserve. It’s just rotten.

So don’t conceive of enlightenment as something in the realm of personal attainment. If we seek it that way, with neurotic compulsion, delusions of grandeur, and subtle or not-so- subtle aspirations for control, nothing good will come of it.

Many people who manifest as profoundly grounded, wise, and compassionate never have a dramatic enlightenment experience. I’m pretty sure that those of us who do are on the remedial plan. Some of us seem to need a cosmic jostling more than others. If you do have a dramatic enlightenment experience—well, good for you. That and $3.00 will get you a cup of coffee. Stabilizing, plumbing, and integrating that experience will be the journey of a lifetime.

And the positive answer to the “So What?” question? What is this realization good for, positively speaking?

It’s about the relationship between this realization and action—how we show up to life. As Torei Enji wrote in the verse Bodhisattva’s Vow, “Realizing this, our Ancestors gave reverent care to animals, birds, and all beings.”

In Western religious and humanist traditions, “contemplation” is a common word for the experience and embodied perspective we call “enlightenment” in Zen. Though he was no fan of religion, I think the great 20th century philosopher Bertrand Russell got it right when he wrote about the relationship between action and contemplation; the relationship between the fruits of his own reflections and practice and how they compelled him to show up to life. In an essay On the Value of Philosophy, Russell said contemplation—or enlightenment as a personal experience, we might say—is that:

quality of mind which, in action, is justice, and in emotion is that universal love which can be given to all, and not only to those who are judged useful or admirable. Thus contemplation enlarges not only the objects of our thoughts, but also the objects of our actions and our affections: it makes us citizens of the universe, not only of one walled city at war with all the rest. In this citizenship of the universe consists [our] true freedom, and [our] liberation from the thraldom of narrow hopes and fears.

Spiritual Authority

I gave this talk on Friday, July 29, 2022, during a summer sesshin. You’ll find a recording of the talk at the end of this post.

This is the koan “Dr. Doctor Rides the Bus” from the Book of Householder Koans, a new collection of contemporary koans—koans from our time and place—assembled by Zen Roshis Eve Myonen Marko and Wendy Egokyu Nakao:

Dr. Doctor has a common cold, but he still rode the bus to work.
He began to cough and sneeze into his handkerchief. Every time
he coughed, all the people on the bus tried to cough. Every time
he sneezed, all the people on the bus tried to sneeze. Finally,
the doctor exited at his destination.
“Whew!” the driver sighed. “What would we do without good
medical advice?”

The name of the central character in this koan, Dr. Doctor, tells us we’re dealing with a revered authority figure. This isn’t just Dr. Smith; it’s Dr. Doctor.

And the first line tells us immediately that something is amiss. Dr. Doctor is riding the bus, exposing other people to their illness. Shouldn’t the good doctor know better?

All the passengers riding with Dr. Doctor seem to believe coughing and sneezing is what they should be doing too. If Dr. Doctor is saying or doing it, it must be what they should do, right? The driver even praises the good doctor’s example as Dr. Doctor leaves the bus.

Replace “bus” with “zendo,” replace “Dr. Doctor” with “Sensei” or “Roshi,” and it becomes clear this koan is inviting us to take a hard look at authority in the realm of spiritual practice.

Let’s imagine the story continues. That night, one of the passengers starts feeling sick. Now her coughs and sneezes are real, not feigned; Dr. Doctor really was ill, after all. Now this passenger also is exhibiting these symptoms, but maybe she tells herself it’s okay. She denies or suppresses doubt. Or maybe she calls a co-worker with whom she rode the bus and learns he also now has these symptoms, but they minimize their own feelings of discomfort. These colleagues assure one another it’s no big deal. The koan tells us Dr. Doctor has a common cold, not something more serious, after all.

Let’s say they both go to work the next day, and one goes to dinner with friends that evening. That weekend, someone who was at that dinner, infected but not yet coughing and sneezing, visits his aging mother in her nursing home. Several residents catch the cold, and one particularly vulnerable person doesn’t survive it. Dr. Doctor’s conduct, and the riders’ acceptance of it, has caused great loss and pain.

Like one of my favorite novels, Catch 22, we the readers of this koan readily see there’s something wrong with the picture it paints, even though the characters in it do not. All of them—Dr. Doctor, the bus driver, and all the passengers—are just too enmeshed in the field they inhabit. They are not really subjects in it, they are subject to it.

I’ve extended this koan’s story in a dramatic way, with a tragic conclusion. This community knows all too well that such tragedies are possible—that teachers can behave in inappropriate ways, whether minor and seemingly benign or wildly inappropriate, and that they can fail to realize the depth and breadth of the harm they are causing. Authority figures even may come to believe, consciously or not, that they’re so special the rules don’t apply to them. One key teaching of this koan is that we need to be on guard against this. We need to be aware of our own needs and desires that can create a propensity toward enmeshment and blindness. We need to heed signs, including our own discomfort. That teaching is critically important.

There’s another teaching here I’d like to spotlight: It’s no good to imitate, whether in our individual practice or as a community. We should always be open to good ideas and examples wherever we may find them, yet we always need to tailor them to our needs, circumstances, concerns, and objectives. That’s the balance we need to strike. No other response is truly agentic.

Many people who feel burned by an authority figure, or by our institutions or systems, not only lose faith in the authority of others; they also subtly lose touch with and lose faith in themselves. When this happens, we are prone to throw the proverbial baby out with the bathwater. We can reject what is still of potential value and legitimate use to us.

Most of us eventually get burned and disillusioned by someone or something we’ve looked up to or relied upon to a greater or lesser degree. This community suffered something cataclysmic, yet who among us had not at least experienced a mild loss of faith in another authority figure, institution, or system at some earlier point in our life?

I’m a parent to two teenagers, and I see daily how skeptical they have become about many of our institutions and the adults in my generation. This is understandable, and I share their perspectives to a great extent. Yet I also know they presently are painting with a very broad brush—or erasing with a very, very wide eraser—as they react to what rightly concerns them. As teens, they have not yet developed confidence in their own capacity to separate wheat from chaff, so they are inclined to reject all people and ideas associated with what they have received, reactively pivoting toward what they imagine to be its opposite.

We’re adults, and so we’re hopefully less inclined to do that. Still, when Dr. Doctor has let us down, and we begin to wonder whether the whole medical profession has let us down too, it’s natural to question whether there was ever anything of value there in the first place. It’s possible there was not, but another possibility is that this moment in which we find ourselves is offering us an opportunity to separate wheat from chaff; to discover the real pearl of great price within the shell, the outer packaging, on which we previously were focused.

I’ve always loved that old Zen proverb, “Barn burnt down. Now I can see the moon.” In one way or another, it seems our Zen barn eventually needs to burn to the ground. How I wish it always were a controlled burn that didn’t leave someone scarred and in mortal pain. Controlled or not, however, our barn must burn down to reveal the moon.

We must sift through the ashes in the light of the moon, deciding what’s left of the barn that is still useful. We must decide what to construct in its place—a structure that fits and suits us, now with skylights to receive the moonlight. We must find our own style; our own way of receiving and expressing the Dharma in the context of our own lives, personally and as a community. Many of the forms, practices, and structures we have received from China, Japan, and our forerunners in the West have enduring value to us, but we must honor them by adjusting, stretching, and supplementing them as fits our time and place.

Each of us must discover ourselves as the stable ground and structure we are seeking. Any authority figure worthy of one’s respect and admiration will want nothing less for and from us. They will simultaneously strive to provide an example worth imitating and they won’t accept mere imitation.

Here’s the verse that precedes the koan with which this talk began:

Depending on circumstances,
Everything is medicine,
Everything is disease.
Doctors are no exception.

Indeed.

Buffalo Tails and Russian Dolls:  Reflections on Spiritual Growth

I gave this talk on Saturday, January 29, 2022. There’s also a link below to a recording of this talk. 

This is Case 38 in The Gateless Gate:

Wu-tsu said, “It is like a buffalo that passes through a latticed window.  Its head, horns, and four legs all pass through. Why can’t its tail pass through as well?”

Here’s Wu-men’s commentary on the koan:

If you can get upside down with this one, discern it clearly, and give a turning word to it, then you can meet the Four Obligations above and give comfort to the Three Existences below.  But if it is not yet clear, pay close attention to the tail and you will resolve it at last.

And here’s Wu-men’s verse:

Passing through, falling into a ditch;

turning beyond, all is lost.

This tiny little tail –

what a wonderful thing it is!

Our daughter, who is 13, has strong likes and dislikes.

One thing she really likes is birthdays—her own, for sure, but others’ birthdays, too.  She looks forward to celebrations so much, and that brings all of us a lot of joy.

One thing our daughter really does not like is change.  I don’t think she’s yet forgiven my wife and me for our move from a suburb into Boston two years ago.  As much as she’s come to like where we now live, she still feels the sting of leaving the only home she’d known until we moved.

Our daughter’s love of birthdays and her distaste for change met head on eight years ago, as she was about to turn five.  At times, she seemed excited to celebrate her birthday; other times, she seemed anxious and down.  

I sat with her at bedtime one night to try to understand what was going on.  She said she was sad that she wouldn’t be four anymore; that four would be lost.  

I had bought our daughter a set Russian nesting dolls on a trip I’d taken several months earlier.  Many of you have seen these dolls, I’m sure.  This set had five dolls: five hollow, brightly painted dolls, each one a bit larger than the next.  The four largest dolls separate at the waist, so you can put the smallest doll inside the doll one size up; those two in the next one up; and so on.  When they’re all packed up, the largest doll is the only one you see.  Now it contains all the others.  

I reached for the set of dolls on a bookshelf nearby, took it apart, and started reassembling it.  As I put the smallest one inside the next size up, I told my daughter this was just like when she turned two: one was still inside two.  When I put those two in the third, I made the same point about when she turned three; and I made that point again when I put the first three dolls in the fourth.  By the time we got to the fifth doll, she understood that turning five didn’t mean losing four.  Four would still be part of her.

Growth in most domains of life is like this.  Our perspective and experience may be transformed, but they’re transformed in a way that integrates and refigures our prior perspectives and experiences.  The old and the new; this way and that way; the things that used to seem like binaries, and that used to generate discomfort, become synthesized into a new way of knowing and being that we never could have imagined.  

Like Alice, we can peer into the looking glass, but we can’t know what’s through it until we’re through it.  In this case, however, “through” isn’t exactly a way out.  Getting to the other side; well, what we find might not exactly be another side. 

In the koan with which I opened this talk, the window is a metaphor for enlightenment, of course.  The buffalo—which is you or me—wants to pass from someplace she doesn’t want to be to someplace she imagines to be better.  But she can’t quite get through.  Her tail is stuck.

Hakuin, the 18th century teacher who revived the Rinzai school in Japan, and koan practice with it, regarded this koan as one of eight that are especially difficult to pass through.  I suppose it is, if we conceive of enlightenment as a passage to someplace completely other than where we’ve been, and if we expect to become someone completely new, other than who we’ve been.

To be clear, the Zen way entices us toward a particular sort of growth.  Its teachings and practices both support and embody that growth as we take them up.  I suppose we can call it spiritual growth if we must call it something.  It’s a paradoxical sort of growth, not unlike those Russian dolls.

Why is spiritual growth paradoxical?

On the one hand, our practice may help us grow beyond the existential angst many of us feel; that acute, uncomfortable, fragile sense of existential isolation that propels so much action and inaction which can compound our own and others’ suffering.

The biggest Russian doll is bigger than the whole universe; it is hidden in plain sight, as everything and nothing.  Taking up and continuing along the Zen Way, we may discover and center in this reality—experientially, as the fabric of our being, not as an idea.  We may come to discover and feel ourselves, and everything else, as arising and boundlessly coterminous with that biggest of all Russian dolls.

We can think of enlightenment experiences or insights, if we have them, as glimpses of that biggest Russian doll reality.  But I think it’s best to think of enlightenment, if we’re going to think about it at all, as progressively becoming securely anchored in that awareness and experience.  And not just from the universal perspective, the perspective of that biggest of all Russian dolls, important as it is to cultivate it, and as much as Zen practice is about helping us do so.  But also from one’s own very concrete and particular perspective, as a being interdependently present with other beings.

There used to be a brushwork piece hanging here that depicted a candle burning from both ends.  At one end it said, “Sometimes swiftly.”  At the other it said, “Sometimes slowly.”  

This image depicts the eventual resolution of a debate that raged for some time in the early days of the Zen tradition.  Back in 8th century China, the so-called Northern School of Zen claimed enlightenment comes suddenly, and the so-called Southern School claimed that enlightenment comes gradually.  The image represents the synthesis that eventually emerged: both perspectives are valid.  It can happen either way.

My view of how that ancient debate should be resolved is just a bit different.  Instead of “sometimes swiftly, sometimes slowly,” I’d say, “sometimes swiftly, always slowly.”

And that’s a good segue to what makes spiritual growth paradoxical.  It’s all about that tail.

Striving to pass through that window, we may think our tail has us stuck.  If so, we certainly are stuck—but the other end has us stuck.  There’s no escaping our tail-ness, and no need to escape it, as if we even could.  We’re stuck because of how we’re conceiving of enlightenment and striving for what we conceive.

Enlightenment is a slippery word; some might even say it’s a dirty word.  It certainly is a dirty word if one projects into it the pretense of completion; the end of growth.

Our enlightenment is ongoing; never ending.  We can sink ever deeper into the realization that we are what we were seeking—not in a grandiose way, but in the sense knowing ourselves both as distinct beings and as not separate in any way.  We continue to open; to marinate.

And as buffalos with tails, we always will have blind spots.  As distinct beings, there are experiences and perspectives that are not our own.  We can miss things about ourselves or about the world around us.  Each of us needs others to help us see and learn from what we presently do not see.

I once met a teacher who said Zen has nothing to do with ethics.  His point is that Zen is fundamentally about realizing that biggest of all Russian dolls insight, and he believes that awareness has nothing to do with ethics.  That’s a view from the perspective of the absolute, but one that, to my thinking, neglects the unity of absolute and relative.

I’m with the 20th century teacher Yamada Roshi, who summed up the whole of Zen practice and its goal as the refinement of character.  That biggest of all Russian dolls insight can and must contribute greatly to the refinement of one’s character.  If that doesn’t yet seem to be happening, there’s reason to question how securely one is anchored in that awareness and experience.

As we grow in insight, wisdom, and maturity, we hopefully become less subject to baser impulses and delusive ways of thinking that possessed those smaller Russian dolls within us, cute as they are.  But real maturity is accepting their presence with all humility and tending to them skillfully; never thinking we’re free of blind spots or have otherwise fully passed through some mythical, ultimate gate; and remaining open to new insights from wherever or whomever they may come.

So let’s please each pay close attention to our own tail.

Mu

I gave these brief talks on Chao-chou’s Dog (aka the Mu koan) during our Full Moon Zen retreat on June 5 and 6, 2021.

Note: In the first talk, when I tell the story about Nan-ch’üan killing the cat, it is Nan-ch’üan, not Chao-chou, who says, “Oh, if you’d been there, the cat would have lived.”

Snow in a Silver Bowl

I gave this teisho during our first ever Full Moon Zen Zazenkai (one-day retreat) today.  You’ll find a recording of this talk after the text.

This koan is Case 13 in The Blue Cliff Record:

A monk asked Pa Ling, “What is the school of Kanadeva?”

Pa Ling said, “Piling up snow in a silver bowl.”

Many Zen koans share three qualities.

First, someone is asking about the Great Matter of Life and Death.  They may not phrase or frame the question quite that way, but that is the question nonetheless.  

Sure, the monk in this koan may have been reading one of the Mahayana sutras attributed to Kanadeva, trying to clarify some fine point of his stream of Buddhist thought.  But Pa Ling took this seeker’s question for what it really was: a question about the monk’s own life.

What is this experience of life and death?  Who am I?  

Second, the response to the question about the Great Matter in many koans leaves one scratching one’s head, at least if we try to approach the koan discursively; didactically.  Approached that way, the koan seems paradoxical.

Finally, many koans are brief.  Something vast and deep is expressed in just a few words.

This lovely koan has all three of these qualities.

Kanadeva was an Indian sage, a student of Nagarjuna, who lived in the Second Century and is widely considered to be one of the greatest Asian philosophers.  Nagarjuna is regarded as the 14th ancestral teacher in the mythical line of succession that begins with Shakyamuni Buddha and extends to all Zen teachers alive today.  So Kanadeva is our 15th ancestral teacher.

According to Buddhist lore, when Kanadeva first met Nagarjuna, his teacher, Nagarjuna gave him a bowl of water.  Kanadeva, the story goes, dropped a needle into it.  

Good luck finding that needle, and fishing it out if you do!  If you manage to grab it, you may well get Kanadeva’s point—literally be pierced by it, which is the only way we can ever truly get anything, of course.

Who knows whether Pa Ling’s answer to the monk’s question—this image of snow in a silver bowl—was consciously connected to the story about Kanadeva’s first meeting with Nagarjuna.  Pa Ling’s response undoubtedly emerged, stream of consciousness, in his imagination as the monk posed his question.  Whatever else it may have been influenced by or connected to, it certainly was connected to that very teacher-student meeting; to that moment.

If we approach this koan, or any other, primarily in a discursive way, we won’t find what we’re seeking.  

What did Pa Ling mean?  

Is this image from a scene at the temple where he taught, with which the monk also would have been familiar—perhaps a bowl that collected rainwater during parts of the year, and snow in the winter?  If so, why did Pa Ling offer this image?

Was this a line from a poem long forgotten?  

Why a silver bowl?  Silver is a precious metal.  Was it an altar bowl?  The altar would have been indoors, where snow doesn’t fall.  Why bring the bowl outside, or the snow inside, to pack it full?  Was Pa Ling saying something about the absurdity and futility of filling this—this emptiness that’s always chock-full?

I don’t know.  Even if we knew, would this knowledge answer the monk’s question, which is our question, too?

Still, what a lovely, captivating image Pa Ling rendered.  We’re still talking about it, captivated by it, centuries after his encounter with this nameless seeker, as if we were that monk.  As if the snow were still falling.

We are that monk, and the snow is falling, still.

A koan is not a paradox, just as our lives are not a paradox.  Koans invite us to encounter life as if it were not a paradox.  They can teach us to do that. 

I grew up in a small town high in the Colorado Rockies, in the Sangre de Cristo mountain range, near a peak called Mount Shavano, which was visible from any spot in the broad valley in which we all lived.  There’s a deep crevice in the face of Mount Shavano, in which a glacier has formed.  In the spring, when the snow melts and the valley, and all the peaks that create the valley, turn green and brown and gold again, ice and packed snow remain in that crevice, revealing the shape of an angel. 

Growing up, the Angel of Shavano was always visible above us, throughout the spring, summer and fall, when the packed snow from endless winter storms had disappeared down the edges of our mountain bowl, flowing into the tributaries, streams, and rivers that sent life giving water in all directions, to California, the Midwest, even Mexico.  

Year after year, the angel went into hiding again, when winter came.  Ever-present, and hidden in plain sight.  

I loved those winters.  Standing anywhere in that valley as the snow fell.  Especially at night, when the sky was blueblack, the moon cast silver across the valley, the air was still, and it was so silent you could hear a pin drop in that snow bowl.

Stick out your tongue right now and catch a snowflake. 

Reach down and scoop up some snow.  Pack it in the silver bowls that are your hands.

Cock your arm.  Aim. 

Watch out!

On Breathing: Body Exposed in the Golden Wind

I gave this teisho during our Full Moon Zen regular weekly practice session on November 19, 2020.  You’ll find a recording of this talk after the text.

This Case 27 in The Blue Cliff Record, one of our koan collections:

A monk asked Yun Men, “How is it when the tree withers and the leaves fall?”

Yun Men said, “Body exposed in the Golden Wind.”

I meditate each day in an attic office.  My cushion is placed near a small dormer window.  The top of a giant tree hovers just outside.  Its leaves were turning gold and crimson a few weeks ago, shortly after I last spoke during one of our evening sits.  One morning the wind stirred up while I was meditating.  I could hear the leaves shaking loose from the tree’s branches and rustling in the air, before falling to the ground.

I knew then that I wanted this talk to be about breathing in Zen practice.  Most of us begin Zen practice by counting our breath.  

Many people tend to regard meditation primarily as a mental practice.  Early on, and despite the guidance we receive from teachers and experienced Zen students, most of us apply great mental effort trying to rid ourselves of mental activity, as if thoughts are bad and meditation were about banishing them completely.  Perhaps the ancient Buddhist texts we encounter, which often use the term Mind (with a capital “m”) as a synonym for the Absolute or Emptiness, contribute to this confusion.

It’s true that counting the breath early in Zen practice is a way to use one type of mental activity to tame another.  The idea at that point in our practice is to substitute a relaxed, focused form of mental activity for the frenetic, loop-de-loop sort of mental activity in which so many of us spend much of our lives lost.  But that’s not because loop-do-loop, this-that mind is “bad” and must be suppressed completely.  It’s just that it tends to be our default mode; we tend to get stuck there without realizing this is the frame of mind that sustains the illusion of separateness that causes so much needless suffering. 

That frame of mind is like living alone in a castle in the sky, standing in front of a mirror in that castle, having a conversation with oneself about the world, without realizing its an extended monologue about figments of our imagination.  We think we’re making real contact with the world, but we’re not.  

Breath practice helps us gently disengage from that frame of mind just enough to begin stepping back from the mirror.  It helps us exit the castle, at least for a while.  It’s a first step along a new path that Zen invites us to travel.

As we travel this path, the castle recedes toward the horizon . . . and yet it’s also right here, and we can instantly find ourselves back in it.  That’s fine.  Now we know how to find the door to someplace more spacious if we find ourselves jabbering into the mirror again.  

Eventually, we can let go of breath practice and just sit shikintaza, which is a rather formless form of meditation practice.  From here, the path opens wider and wider, in every direction.  It becomes an infinite field; one that manifests in and as our experience of life, right here, right now.

As our meditation experience shifts in this way, we might begin to relate to our breath differently.  While counting the breath, it’s pretty hard not to control it, much as I might imagine or intend otherwise.  When I stop breath counting practice, I’ll still become conscious of my breath from time to time, but I’ll be much more likely to feel as if my breath is breathing me, rather than the other way around.  To experience just breathing.  

All day long, and all through the night, breathing just happens, without willing it to happen.  I don’t even notice this most of the time.  As we take up meditation practice, we use this everyday, mostly unconscious aspect of our creaturely experience to reground our awareness; to coax it back to the here and now.

So, although many people wrongly tend to regard meditation primarily as a mental discipline, it’s fundamentally an embodied practice and experience.  In fact, it’s a practice that tends to collapse the distinction between body and mind; our mind-body dualism.

Some of us may have a sudden, profoundly transforming experience during meditation, or as a result of it—kenshō, a direct experience of emptiness.  Master Dōgen described his own kenshō experience as “dropping off body and mind,” not as a mental experience.  Whether or one has a sudden experience of body and mind dropping off, however, that same realization tends to soak into us over years of consistent Zen practice, like a tree soaking up water through its roots.

In the koan with which I opened, Yunmen’s student is using the familiar Chinese metaphor of a withering tree and falling leaves to ask his old teacher what it’s like to age and approach death.  Yunmen responds with another familiar Chinese metaphor, the Golden Wind—the wind that carries the autumn leaves away.

There’s a lovely Chinese myth about a cow herder and a weaver girl, whose love was forbidden.  (I suppose Romeo and Juliet is our Western equivalent.)  These lovers are banished, as stars, to opposite ends of the Milky Way.  Once a year, as Spring and Summer, the periods of birth and growth, give way to Fall and Winter, the periods of decline and death, a flock of magpies forms a sky bridge, allowing them to meet for a day.

There are many poems about this myth, one of which contains this beautiful line:

One meeting of the Cowherd and Weaver amidst the golden autumn wind and jade-glistening dew, eclipses the countless meetings in the mundane world.

As the wind kicked up during my morning sit a few weeks ago, a thought passed by with the leaves levitating just outside:  What is the wind, if not my own breath?

The wind is my breath, your breath, and old Yunmen’s breath.

And we are autumn’s leaves carried by that wind.  And we are the sapplings that will sprout from soil nourished by those leaves, their roots soaking up Spring’s jade-glistening dew.

Through our practice, we find our place, and our peace, as vulnerable, noble, embodied beings, exposed in the Golden Wind.

On Breathing: Body Exposed in the Golden Wind

Not Entering Nirvana

I gave this teisho Thursday night during our Full Moon Zen regular weekly practice session.  You’ll find a recording of this talk after the text.

In the Mahāprajñā Sutra Preached by Mañjuśrī, it says, “Virtuous practitioners do not enter nirvana; precept-breaking monks do not fall into hell.”

Case 24, Shūmon Kattōshū (Entangling Vines)

Last week we chanted a variation of the Sixteen Boddhisattva Precepts:

  • The Three Treasures:  Buddha, Dharma, and Sangha;
  • The three Pure Precepts:  ceasing from (or not creating) evil, doing good, and saving all beings (or working for the wellbeing of the whole); and
  • The Ten Grave Precepts:  not killing, not stealing, not misusing sex, not speaking falsely, etc.

These precepts—and particularly the Ten Grave Precepts—are Zen’s much abbreviated set of the traditional vows Theravada Buddhist monks throughout South East Asia have made for thousands of years.  They were formulated by Eihei Dōgen, the 13th century master who brought what became the Sōtō Zen stream from China to Japan.

Theravada Buddhism, also called the Way of the Elders, represents the first wave of Buddhism.  These are the crimson and saffron robed monks we see in places like Myanmar, Sri Lanka, and Thailand.  As you know, the Zen tradition is part of a later turn called Mahayana Buddhism.  Fully-ordained Theravada monks make scores, if not hundreds, of vows.  Like Zen’s Ten Grave Precepts, most are expressed as prohibitions.  Don’t do this; don’t do that.  Most monks in a country like Myanmar relate to their vows this way.  

When I was in Myanmar in 2013, there were monks everywhere, begging for their daily meals, just like Gotama Buddha and his followers did.  I seldom had food with me, so I would offer a few dollars.  Young boys accompanying older monks would take the money.  These young boys were “monks,” too, but likely only living at the monastery for a year or so, as a right of passage.  Unlike the older monks, they had not yet taken the vow that prohibits touching money, which the older monks take quite literally.

In our cultural context, most of us can’t relate easily to this aspect of the life of a Theravada monk.  If you know an Orthodox Jew, you probably have a sense of what this way of life is like.  There are many norms one must observe throughout the day, week, and year.  

To be sure, most Theravada monks and Jews who observe the Halakha do not experience these norms primarily as burdens or constraints.  Quite to the contrary, they find their joy and freedom in them.  Yet, if you are a conventional Theravada monk, the injunction against killing means you almost certainly are vegetarian.  Individual monks have some freedom to vary from that group norm, but the norm is quite strong.  

For most of us in the West today, this way of life would indeed feel quite constraining—at first, anyway.  Many of us bristle at lists of traditional moral injunctions.  They run counter to the “live and let live” and “no judgment” zeitgeist in the cultural context many of us inhabit.

What about the Zen Precepts?  Zen practitioners have the opportunity to make these vows formally, in a process and ceremony called Jukai.  For the most part, these are the same vows Zen priests make.  What does the Zen tradition have to say about them?  

Well, the koan with which I began should give you a hint that Zen’s orientation is a bit different:  ““Virtuous practitioners do not enter nirvana; precept-breaking monks do not fall into hell.”

In Zen, we actually approach the precepts from three different perspectives.  One is the perspective we just noted with reference to Theravada Buddhism and Orthodox Judaism.  It’s sometimes called the literal, or fundamental, perspective.  From this perspective, don’t kill means don’t kill.

The fundamental perspective is important for progressive people living in a contemporary (non-traditional) cultural milieu, like ours, to take seriously.  In these circles, hard norms are often regarded as naïve or backwards.  But we should wrestle seriously with the precepts from this perspective—to consider the merits of honoring a literal prohibition against particular conduct.  If I eat meat, and if I really reflect on the consequences of that—not just for my own health, but for other beings and the planet—I may see the logic and appeal of a plant-based diet in a new way.

And, yet, we are almost guaranteed to violate the precepts in their literal sense.  This sometimes happens because of human foibles and fallibility.  “To err is to be human,” as they say.  We can commit to honoring the precepts literally, and wholeheartedly try, but chances are we occasionally will act selfishly or speak unkindly of another person, despite that expressed commitment.  When we cause injury, we can acknowledge it, try to repair, and seek forgiveness—ideally, immediately and sincerely, without excuse, equivocation, or defensiveness.

But sometimes we break a precept in its literal sense because a situation puts two worthy ideals in tension, and we cannot literally conform to one without violating another, or without violating the same precept in a different way.  I was vegan during two long periods of my life.  Most of my friends knew this, so would prepare a meal without animal products when I came to visit.  From time to time, however, I was a guest of someone who did not know how I ate.  When I was offered a meal with animal products—even meat—I chose to eat it, without saying a word about how I normally ate.  The animal had already perished.  Refusing a meal offered so generously would kill something else, I felt:  joy.

This is the second perspective:  the relational perspective.  This is “situational ethics,” not as a way to avoid a prohibition, but because we must always be mindful of context, or what Zen-types call the Four Considerations:  time, place, people, and amount (or degree).  The animal has died, and there is no rewind button that will change that (time); I am in the home (place) of a new acquaintance (people) who eats meat; and refusing even a small portion (amount) of what I am being served is likely to create more suffering than sharing in the meal.  Perhaps I’ll even have a chance to discuss my eating practices with this person at a later time, and perhaps she will be more open to my perspective, because she can see I’m not an idealogue.  Reasonable minds can differ here; there’s no clear “right” or “wrong” from this perspective.  The goal is to be compassionate and reverent, and to achieve those two objectives in some skillful way in the moment.

The koan with which I opened captures the third perspective from which we approach the Zen precepts.  These first two perspectives, the fundamental and the relational, are staple items in Western moral philosophy.  The third perspective—known as the intrinsic or unified perspective—is not a common feature of Western thought.  From the intrinsic perspective, there can be no killing, because there is no birth and death; there can be no stealing, because there is nothing to be stolen and no one to steal it; and so on.

This is Oneness; nonduality.  Even words like “One” and “nondual” fail to express it—as concepts, anyway—because all concepts divide.  This is Buddha nature.  The ground that is no ground.  From the intrinsic perspective, it’s impossible to violate the precepts.  There is no good and bad.  No judgment, really: not as a left-leaning meme.  Ultimately, as the Absolute.  

But here’s the thing:  the relative and the Absolute are one.  The fundamental and relational perspectives are themselves expressions of the ultimate, and they matter very much.  In Zen, we embrace and practice the precepts from all three of these perspectives.  We know that we can’t fall out of nirvana, because we are it, and yet this insight doesn’t grant us a free pass.  We express and honor our own and others’ Buddha nature by doing our best to do the right thing from a fundamental and/or relational perspective.

Just as we can’t fall out of nirvana, we can’t enter it, either:  We do our best to do the right thing, but we can’t gloat, or congratulate ourselves too much, or be too sure.  We don’t accumulate merit—or brownie points, or rewards in heaven—as we do our best to do our best.

Bernie Glassman—who was the teacher of my teacher’s teacher—gave a wonderful talk about the precepts over 40 years ago, which I recently read.  He said, “in studying the Sixteen Precepts, essentially we’re studying sixteen different ways of appreciating Buddha, appreciating the fact that we are buddha.  It always boils down to just seeing [this] one fact itself.”

We practice Zen to realize that we are Buddha; to realize oneself and all else as Buddha.  As this realization dawns and deepens, our actions tend to accord more and more with the spirit of the precepts; with Buddha nature as it manifests ceaselessly throughout the universe.  

With that thought in mind, let me end by reading the single footnote appended to this koan in Entangled Vines, the collection in which it appears:

The Japanese Zen master Hakuin once commented on this koan with the following verse:

Silent ants pull at a dragonfly’s wing; 

Young swallows rest side by side on a willow branch.

Silk-growers’ wives, pale in face, carry their baskets;

Village children with pilfered bamboo shoots crawl through a fence.

After hearing this verse, two monks who had completed their training under the great Zen master Kogetsu Zenzai decided to train again under Hakuin.

Not Entering Nirvana